Shenzhen Stock Exchange Regulatory News

1. Regulatory Dynamics of Listed Companies: From May 9th to May 15th, our exchange issued regulatory letters for 4 cases of violations, involving violations in information disclosure and standard operations. This week, we issued 130 inquiries and 5 other letters. 2. Market Trading Regulatory Dynamics: From May 12th to May 16th, our exchange took self-regulatory measures for 165 cases of abnormal securities trading behavior, involving activities such as price manipulation and false declarations. We focused on monitoring "ST Yushun" and "ST Jiajia" stocks with abnormal price fluctuations, and conducted checks on 11 major events of listed companies, reporting 5 cases of suspected illegal activities to the Securities Regulatory Commission. 3. Member Regulatory Dynamics: This week, based on on-site inspections of some members, our exchange disciplined one member with a warning for inadequate management of client trading behavior.