Search…
TOP News
Latest
Recommend
HK Stock
US Stock
China Stock
Macro
Bond
Commercial
Global
Investment&Financing
Company&Products
Character
ESG
Economy&politics
Hong Kong
China
America
Stocks
HK Stock
China Stock
US Stock
Markets
HK Stock
US Stock
IPO
Hong Kong
America
China
Research
US Stock
HK Stock
Opinion
Recommendation
TOP News
Latest
Recommend
HK Stock
US Stock
China Stock
Macro
Bond
Commercial
Global
Investment&Financing
Company&Products
Character
ESG
Economy&politics
Hong Kong
China
America
Stocks
HK Stock
China Stock
US Stock
Markets
HK Stock
US Stock
IPO
Hong Kong
America
China
Research
US Stock
HK Stock
Opinion
Recommendation
Search...
TOP News
Latest
Recommend
HK Stock
US Stock
China Stock
Macro
Bond
Commercial
Global
Investment&Financing
Company&Products
Character
ESG
Economy&politics
Hong Kong
China
America
Stocks
HK Stock
China Stock
US Stock
Markets
HK Stock
US Stock
IPO
Hong Kong
America
China
Research
US Stock
HK Stock
Opinion
Recommendation
Home
>
Latest
Lates News
14/05/2025
UnitedHealth Group was removed from the list of analysts' favorites by Raymond James.
Latest
now
Trump visits Qatar; both countries sign multiple cooperation agreements.
1 m ago
Brent and West Texas Intermediate oils both fell by 0.5 dollars in the short term, now trading at 62.62 dollars per barrel and 65.71 dollars per barrel respectively.
1 m ago
Johnson: I believe that we can reach a compromise.
3 m ago
Goldman Sachs fined $1.45 million for misreporting trading data
3 m ago
The Financial Industry Regulatory Authority (FINRA) issued a consent order on Tuesday imposing a $1.45 million civil penalty on Goldman Sachs Group for failing to accurately report billions of stock trading data. The regulatory agency pointed out that coding errors in Goldman's systems led to the misreporting of 36.6 billion trading records to the Consolidated Audit Trail (CAT Central Repository), which is used to assist in monitoring market activity. FINRA also disclosed that during October and November 2021, Goldman mishandled 90.8 million order memoranda due to technical glitches, misreported 6.9 million trading records, and erroneously sent out over 372,000 trade confirmations. This glitch also resulted in Goldman improperly reporting 98,322 trades that should not have been submitted. The settlement also involves allegations of negligence in regulatory matters against Goldman. Goldman neither admitted nor denied the improper conduct when reaching the settlement. The bank did not immediately comment on Wednesday.
See all latest