Shanghai Futures Exchange: 45 cases of abnormal trading behavior were handled in April.
The Shanghai Futures Exchange released its April self-regulatory information: In terms of abnormal trading behavior management, it handled 45 cases of abnormal trading behavior, including 30 cases of self-matching exceeding the limit, 14 cases of excessive frequency of order cancellation, and 1 case of excessive intraday opening volume. All of these cases were addressed by member units through telephone prompts to clients who met the criteria for abnormal trading behavior handling. Two clients were placed on a watchlist, and the incidents were reported three times in the member service system. Regulatory measures limiting opening positions were taken against a group of accounts under common control, and a market-wide announcement was made. In terms of identifying and investigating accounts under common control, 513 groups totaling 1215 clients had their actual control relationships identified, and 24 groups totaling 64 clients were subject to investigations on their actual control relationships.
Latest