Shenzhen Stock Exchange: From April 30th to May 8th, our exchange imposed disciplinary actions on 1 case of violations, involving violations of information disclosure and regulatory operations; issued regulatory letters on 3 cases of violations, involving violations of information disclosure and regulatory operations.
Shenzhen Stock Exchange announced that from April 30 to May 8, the Exchange imposed disciplinary actions on one case of violation involving irregularities in information disclosure and regulatory operation; issued regulatory letters for three cases of violations involving irregularities in information disclosure and regulatory operation. This week, the Exchange issued 43 inquiry letters and 8 other types of letters. From May 6 to May 9, a total of 109 cases of abnormal securities trading behaviors were self-regulated by the Exchange, involving abnormal trading activities such as manipulation and false reporting during trading hours; "ST Dongtong" was put under close monitoring and 2 suspected cases of illegal activities were reported to the China Securities Regulatory Commission. In addition, the Exchange issued a written warning to one member and imposed disciplinary actions of informing and criticizing the relevant sponsor representatives.
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