Shenzhen Stock Exchange: From April 30th to May 8th, our exchange imposed disciplinary actions on 1 case of violations, involving violations of information disclosure and regulatory operations; issued regulatory letters on 3 cases of violations, involving violations of information disclosure and regulatory operations.

date
11/05/2025
Shenzhen Stock Exchange announced that from April 30 to May 8, the Exchange imposed disciplinary actions on one case of violation involving irregularities in information disclosure and regulatory operation; issued regulatory letters for three cases of violations involving irregularities in information disclosure and regulatory operation. This week, the Exchange issued 43 inquiry letters and 8 other types of letters. From May 6 to May 9, a total of 109 cases of abnormal securities trading behaviors were self-regulated by the Exchange, involving abnormal trading activities such as manipulation and false reporting during trading hours; "ST Dongtong" was put under close monitoring and 2 suspected cases of illegal activities were reported to the China Securities Regulatory Commission. In addition, the Exchange issued a written warning to one member and imposed disciplinary actions of informing and criticizing the relevant sponsor representatives.