Lates News

Shenzhen Stock Exchange Supervision Update: 1. Listed Company Supervision: The Shenzhen Stock Exchange imposed disciplinary actions on 2 cases of violations from May 29 to June 4, involving violations in information disclosure and operational norms. 190 inquiry letters and 19 other documents were issued this week. 2. Market Trading Supervision: From June 1 to June 5, the Shenzhen Stock Exchange took self-regulatory measures on 199 cases of abnormal securities trading behavior, involving market manipulation, false reporting, and other irregular trading activities. 3 major issues of listed companies were investigated and 4 suspected cases of illegal activities were reported to the China Securities Regulatory Commission. 3. Member Trading Supervision: This week, the Shenzhen Stock Exchange issued verbal warnings to one member for irregularities in the sponsorship institution and its representatives in the stock issuance and listing application projects. Written warnings were issued to relevant sponsorship representatives. In cases of inadequate performance of customer trading behavior management responsibilities, verbal warnings were given to another member.